March 2026 · YTD
Assets & Revenue
Total AUM
$270.0M
▲ 8.0% vs. prior year
Annual Run-Rate Revenue
$26.2M
▲ 6.1% vs. prior year
EBITDA Margin
88.0%
▲ 120bps vs. prior year
Net New AUM (MTD)
$4.2M
▲ vs. $3.1M prior month
Avg AUM per Advisor
$33.8M
▲ 8 advisors on staff
Revenue per Advisor
$3.27M
▲ Industry avg: $2.4M
Client Retention Rate
96.2%
▲ 1.1pts vs. prior year
Blended Fee Rate
75bps
— Stable YOY
AUM & Revenue Trend — 12 Months
AUM ($M) Revenue ($M)
Apr May Jun Jul Aug Sep Oct Nov Dec Jan Feb Mar Apr $270M $245M $220M
Revenue Mix
93% MGMT FEES Mgmt Fees $26.0M Perf Fees $0.18M FP Fees $0.5M
Annual Expense Breakdown
Revenue $26.2M Comp $2.6M OpEx $0.57M EBITDA $23.1M
Advisor AUM Production
Advisor AUM YOY
JHJames Harlow $48.2M +12%
SRSofia Reyes $44.7M +9%
MKMarcus Kim $38.1M +14%
LNLaura Nash $35.4M +6%
DPDavid Park $32.0M −2%
CTClaire Torres $28.6M +5%
BWBen Walsh $26.5M +11%
AMAisha Moreau $16.5M New
5-Year Financial Projections
Year Ending AUM Revenue EBITDA%
Y1 ← $270M $26.2M 88.0%
Y2 $294M $28.4M 87.6%
Y3 $324M $31.1M 87.4%
Y4 $356M $34.2M 87.2%
Y5 $392M $37.7M 87.1%
Y5 EBITDA Valuation ~$393M
Exit Multiple Assumption 12.0x
Monthly Partner Reports — 2026
Prior Year Comparison
Monthly Revenue: 2025 vs 2026
$2.4M $2.1M $1.8M $1.5M Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2025 Actual 2026 Actual 2026 Projected Today
Client Pipeline & Business Development
Pipeline by Stage
Discovery
$34M
Proposal
$24M
Negotiation
$14M
Closing
$7.2M
Total Pipeline$79.2M AUM
Weighted (45% close)$35.6M
Avg Deal Size$4.4M
Avg Sales Cycle94 days
Active Prospects
Prospect AUM Est. Stage
Whitmore Family Office $12.0M Negotiation
Chen & Associates $8.5M Closing
Lakeview Endowment $6.2M Proposal
R. Petrov (HNWI) $4.8M Proposal
Strand Capital $4.0M Discovery
Okafor Foundation $3.5M Closing
Miriam Schultz $2.1M Discovery
Client Concentration Risk
Client Tier # Clients AUM % of Total
Platinum (>$5M) 14 $148M 54.8%
Gold ($2–5M) 28 $84M 31.1%
Silver ($1–2M) 22 $30M 11.1%
Standard (<$1M) 18 $8M 3.0%
Top 10 clients38% of AUM
Largest single client$18.4M (6.8%)
Total Active Clients82